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Framecore Capital Regulatory Compliance

Framecore Capital is committed to adhering to all applicable financial laws and regulations worldwide. Our comprehensive compliance framework ensures that we operate with the highest standards of integrity and transparency, with a particular focus on meeting the stringent requirements of the UK and European regulatory landscape.

Our Commitment to Compliance (Global and UK/EU Financial Laws):

Framecore Capital is committed to complying with all applicable financial laws and regulations globally. We prioritize adherence to UK and EU regulations, which are considered leading global standards, demonstrating our commitment to integrity and transparency.

Applicable Laws and Regulations (International and UK/EU Directives):

We comply with various international and regional laws, including those related to AML, KYC, data protection, and financial conduct. For UK and EU clients, we adhere to specific directives and regulations, ensuring compliance with local requirements.

Compliance Framework (Global and UK/EU Standards):

We have established a comprehensive compliance framework that includes policies, procedures, and controls to ensure adherence to all applicable laws and regulations. For UK and EU operations, we adhere to specific regional standards, ensuring robust compliance programs.

Internal Controls (Global and UK/EU Financial Controls):

We maintain strong internal controls to prevent and detect compliance violations. For UK and EU operations, we comply with specific regional financial control requirements, ensuring effective risk management.

Audit and Monitoring (Global and UK/EU Audit Standards):

We conduct regular audits and monitoring to assess compliance and identify areas for improvement. For UK and EU operations, we adhere to specific regional audit standards, ensuring continuous improvement in our compliance practices.

Reporting and Communication (International and UK/EU Requirements):

We have established reporting and communication channels to ensure timely reporting of compliance issues. For UK and EU operations, we comply with specific regional reporting requirements, ensuring transparency and accountability.

Employee Training (Global and UK/EU Compliance Training):

We provide regular compliance training to our employees to ensure adherence to all applicable laws and regulations. UK and EU employees receive specialized training on local compliance requirements, promoting a culture of compliance.

Policy Updates (International and UK/EU Regulatory Updates):

We regularly update our compliance policies to reflect changes in global and regional regulations, ensuring our practices remain current and effective.

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